Compliance and Governance Support

Information gathering, documentation retrieval and submit articulate response to all type of RFIs, and AML alerts .Gathering all the information and sharing the consolidated response with COMPLIANCE & GOVERNANCE. Providing timely and accurate response by abiding the timelines provide the required Payment documentation and answers to the questions from the customer within given TAT Retrieved all the information as requested by authorities and share the consolidated response with in given timelines Ensure adherence to COMP policies, practices and processes. Identify gaps and provide solutions to resolve issues Review and escalate issues of non-compliance Collecting the modernized customer’s information/ Documents and sharing with HRAR and COMP team Updating the current customer’s data to know the exact profile Support the implementation of COMP/Governance policies, practices and processes. Provide requested material directly to Gov and COMP without involving the branches Prepare and Issuance of Customer’s Exit letters under Compliance Concerns. Ensuring the Accounts are closed after given notice period