
Karim Farouk Rizieq
Assistant Compliance Officer at Efg Hermes
Haram, Giza, EgyptWork Experience
Assistant Compliance OfficerFull Time
Apr 2019 - Present -6 yrs, 2 months
- Job Details:o Review KYC/AML documents for new clients. Ensure their documentation is complete and activate accounts on the brokerage system. o Monitor all trading orders to ensure they are taken according to the market rules, and review errors and breaches. o Conduct AML checks including but not limited to initial and ongoing sanctions and adverse media screening against the relevant sanctions lists (local and international) for all customers. Monitor customers’ transactional behaviour to ensure early detection of suspicious or unusual activity. o Provide reports to the relevant parties on a regular basis to ensure adherence to the Compliance Monitoring Program as well as the AML and Sanctions Programs. o Handle clients’ complaints and escalate to higher levels, if needed, for further action.
Compliance OfficerFull Time
Sigma Capital Holding
Apr 2018 - Sep 2018 -5 months
- Job Details:- Ensuring that all the company's departments apply to the Capital Market Law No. (95) For the year 1992 and its executive regulations as well as all relevant laws, decisions and provisions. - Ensure that all the company's departments apply the internal regulations and regulations adopted by the company - Ensure that all departments of the company operate in accordance with the documentary courses approved by the company - Communicate with the regulatory authorities regarding the response to queries, complaints, inspections and any other correspondence - To review and prepare specific training in the field of AML / CFT for all departments of the company - Examine amendments to relevant laws and decisions and prepare a memorandum on how to apply them in accordance with the jurisdiction
Financial Markets AnalystFull Time
FXStations
Aug 2015 - Mar 2017 -1 yr, 7 months
Egypt
- Job Details:- Writing daily report & commentary focusing on the FX markets, including comment on other asset classes - Writing other reactive and proactive thought provoking pieces of analysis on an ad-hoc basis, across all asset classes, at least once a week - Regularly producing insightful fundamental and technical analysis material - Engaging with journalists across all media channels (print, online / newswires, broadcast, trade press and social media) - Undertaking live broadcast interviews either from Fxstations office or in news channel studios - Keeping clients informed of analysis and important market movements / economic data releases via social media channels - Presenting regular client webinars and seminars focused on Fxstations’s products and services as well as market analysis - Developing and maintaining relationships with key market reporters globally - Partaking in other media and client engagement when required - Acting as a support to other areas of the business, such as sales, dealing and marketing.
Direct Sales Full Time
Barclays bank
Feb 2015 - Apr 2015 -2 months
Egypt , Cairo
- Job Details:Selling - Identify and understand the need of the Customer. - Ensure Customer profile falls within focus segment. - Sell the Banks Products proactively to new/prospective customers. - Obtain relevant documents on all Bank products sold, credit card, loans , business registration documents etc - Ensure accuracy of all bank forms and documents executed by the Customer. - Ensure timely processing of all initiated Customer transactions, with specific emphasis on account opening and cheque book issuance. - Update call memo on a daily basis. - Ensure assigned sales target and budgets are met. - Participate in tactical sales/marketing activities. - Interview customers applying for loans. - Obtain necessary documents from customers, where required. - Ensure timely submission of all forms and documents to relevant internal unit for processing. - Monitor status of Customer loan requests through the Sales Support team. - Ensure timely submission of weekly sales activity reports to Direct Sales Manager. - Participate in weekly/monthly sales performance review meetings. - Maintain accurate records of all sales activities, budget achievements and cross-sell referrals. - Cross-sell opportunities identified should be referred to the Direct Sales Manager. Credit application
Education
Bachelor's Degree in Faculty of commerce
Cairo University (CU)Jan 2009 - Jan 2013 - 4 yr
High School - Thanaweya Amma
Ahmed Lotfy El-SayedJan 2009
Languages
Arabic
FluentEnglish
Intermediate