CA Upendra Upadhyay

Senior Internal Auditor

• Job Details:Conduct comprehensive financial, operational, and regulatory audits across multiple automotive manufacturing facilities, identifying inefficiencies, risks, and compliance issues. Evaluate internal controls for procurement, production, and quality assurance functions, identifying gaps and providing actionable recommendations for process improvement. Perform risk assessments for key areas such as supply chain management, inventory control, and cash flow processes, reducing potential financial loss. Lead audit projects from planning to reporting, presenting findings and solutions to senior management and the audit committee. Monitor compliance with industry-specific standards like ISO/TS 16949, safety regulations, and corporate governance frameworks (SOX). Collaborate with external auditors and regulatory bodies to align internal audit practices with industry standards.

Internal Audit Officer

• Job Details:Prepared audit plan & programs, conducted sampling of transactions and loan files, and prepared field audit plans. Successfully conducted several investigations, including one of the most talked about scam in Nepalese banking history. Conducted audit of bank branches/departments (treasury) and successfully reported the audit findings in front of audit committee. Responsible as quality control reviewer within the department. Defined all the auditable units and predefined the risks attached to those units. Developed risk register for the organization. Review of quarterly financial statements of the bank and provide strong opinion on its viability. Review of bank CAD (capital adequacy requirement) & successfully reported the audit findings. Assisted the HOD in developing new risk-based audit policies. Supervised overall activity of the department in the absence of head internal audit on several instances. Coordinated with external auditors, NRB audit on several instances.

Audit Associate

• Job Details:Conducted revenue audit of 5 branches of Punjab National Bank at Haryana and successfully reported huge revenue leakage in various processing, documentation fees. Drafted balance sheet of Genetic Infotech Pvt Ltd and Shivam IT Solutions Pvt Ltd. Preparation of audit reports and audit plans and conducting exit meeting with the clients. Filing & revised of income tax returns of individuals, companies and proprietorship concerns along with computation. Tax audit of PNB Gilts & various company & individuals. Reconciliation of service tax of Pepsico India.