Regional Senior Manager, Regulatory Compliance Advisory - GB

Regional Senior Manager, Regulatory Compliance Advisory - GB (ID:0000JY84)

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The role holder will be responsible for the provision of advice to business and Assurance teams on regulatory compliance matters, assisting and training business on relevant regulations and compliance policies. The role requires strong partnership with the GB business, a solid understanding of the GB business and products (or the broader GBM business division) and has responsibility for driving the implementation of policies and regulations ensuring that a conduct and compliance led culture is embedded.

Duties & Responsibilities:

• Manage regulatory and reputational risk by providing appropriate Regulatory Compliance coverage and expertise.
• Proactively assist management in identifying and managing compliance risk.
• Assist with Group/regulatory reporting and ad-hoc projects as required.
• Ensure roll out of best practice within the HSBC offices in the Middle East region, and support the offices as required.
• Enable business sustainable growth through compliant strategies ensuring initiatives meet regulatory expectations and risk appetite.
• Drive implementation and deployment of Global Regulatory Compliance policies, local regulations and transformation programs with business and compliance teams across MENAT region.
• Provide clear, concise, consistent, constructive and customer conscious advice and strategic guidance to GB on compliance matters.
• Support Compliance Assurance engagement and interface with the business management meetings and issues assessment.
• Supervise and monitor accurate completion of Compliance risk assessments.
• Oversee FIM implementation where compliance is a risk.
• Meet local/regional/group led /regulatory reporting and ad-hoc projects as required.
• Accountable for working with Global Compliance stakeholders on extra-territorial regulations and Global Compliance programs.
• Ensure roll out of best practice within the HSBC offices in the Middle East region, and support the offices as required.
• Support MENAT Head of GB and CMB Regulatory Compliance by:
  • Mentoring and coaching junior members of the team where appropriate.
  • Fostering a collaborative and healthy working environment within the Compliance function and with stakeholders.
  • Support team engagement and motivational activities.
• Develop in country compliance resource skills by proactive engagement.
• Close and positive working relationship with respective businesses.
• Proactive engagement in monitoring regulatory compliance risk issues and resolutions.